Amy Guan

Amy Guan is a Senior Registered Client Associate with over 18 years of experience in the financial services industry. She has a strong background in client relationship management, trading, and operational support, which enables her to provide a seamless and personalized experience for our clients. Her responsibilities include trading and research, cash management, account onboarding and ongoing account maintenance.

Amy is known for her attention to detail, responsiveness, and proactive communication. She is committed to ensuring that clients receive exceptional service at every stage of their financial journey. Amy holds Series 7, 63, 65, and 24 licenses.

Outside of work, Amy resides in San Francisco and enjoys spending time with her family and their cat, Mochi. She also loves gardening, cooking, and going for walks most evenings at Ocean Beach and Golden Gate Park.